Compliance Support Associate

Responsibilities include:
Regulatory Reporting & Compliance Monitoring
• Support the Compliance Team in reviewing and updating the firm’s Policies and Procedures
Reporting to Leadership and the Network
• Gather information to support, prepare and undertake reporting and data management, including monitoring and analysis of key metrics and dashboards.
• This includes the preparation of information for inclusion in the monthly compliance reports to our Risk & Quality Committee
• Prepare information for annual reporting to the PwC Network Compliance Analytics
• Sustain the execution of our compliance monitoring activities in accordance with the Compliance Monitoring Plan
Assist with maintaining Compliance Registers and Records (e.g. Breaches log; Regulatory Updates log; Regulatory Correspondence logs)