Client Compliance Officer

Key responsibilities can be summarised as follows:

Monitoring compliance of the relevant Registered/Supervised Person’s compliance with legislation in Jersey relating to money laundering and financing of terrorism and the AML/CFT/CPT Codes of Practice issued under the Supervisory Bodies Law by undertaking a Compliance Monitoring Program ensuring that findings are escalated and remediated to conclusion;
Ensuring that there are adequate procedures for monitoring compliance with, and testing the effectiveness of policies and procedures;
Ensuring that there are adequate procedures for monitoring and testing the effectiveness of measures to raise awareness and training that are commensurate with the AML/CFT/CPT risks faced;
Monitoring whether the enactments in Jersey relating to Money Laundering and the Financing of Terrorism and AML/CFT/ CPT Codes of Practice