Client Compliance Administrator

Responsibilities

Comply with all internal policies and procedures applicable this role and the wider business
Ensure that all prescribed training is carried out and completed in a timely manner
Assist in the completion of Compliance Monitoring programmes in relation to testing and reporting.
Assist in the completion of compliance data reconciliation and reporting
Assist in the drafting of Client Board Compliance reports and packs
Carry out duties in support of the Senior Members of the Apex Client Compliance Function
Ensure Business as usual requirements and timed reporting requirements are met
Undertake or assist in any planned or ad hoc project work that is identified and become involved with Apex Group initiatives in relation to regulatory, Team or Business issues, liaising with Senior Members of the team and other stakeholders as and when required.